Explicit Nulls

New Type Hierarchy

Originally, Null is a subtype of all reference types.

When explicit nulls is enabled, the type hierarchy changes so that Null is only a subtype of Any and Matchable, as opposed to every reference type, which means null is no longer a value of AnyRef and its subtypes.

This is the new type hierarchy:

After erasure, Null remains a subtype of all reference types (as forced by the JVM).

Working with Null

To make working with nullable values easier, we propose adding a few utilities to the standard library. So far, we have found the following useful:

• An extension method .nn to "cast away" nullability

  extension [T](x: T | Null)
     inline def nn: T =
       assert(x != null)
       x.asInstanceOf[T]
  

  This means that given x: String | Null, x.nn has type String, so we can call all the usual methods on it. Of course, x.nn will throw a NPE if x is null.

  Don't use .nn on mutable variables directly, because it may introduce an unknown type into the type of the variable.

• An unsafeNulls language feature.

  When imported, T | Null can be used as T, similar to regular Scala (without explicit nulls).

  See UnsafeNulls section for more details.

Unsoundness

The new type system is unsound with respect to null. This means there are still instances where an expression has a non-nullable type like String, but its value is actually null.

The unsoundness happens because uninitialized fields in a class start out as null:

class C:
  val f: String = foo(f)
  def foo(f2: String): String = f2

val c = new C()
// c.f == "field is null"

The unsoundness above can be caught by the compiler with the option -Ysafe-init. More details can be found in safe initialization.

Equality

We don't allow the double-equal (== and !=) and reference (eq and ne) comparison between AnyRef and Null anymore, since a variable with a non-nullable type cannot have null as value. null can only be compared with Null, nullable union (T | Null), or Any type.

For some reason, if we really want to compare null with non-null values, we have to provide a type hint (e.g. : Any).

val x: String = ???
val y: String | Null = ???

x == null       // error: Values of types String and Null cannot be compared with == or !=
x eq null       // error
"hello" == null // error

y == null       // ok
y == x          // ok

(x: String | Null) == null  // ok
(x: Any) == null            // ok

Java Interoperability

The Scala compiler can load Java classes in two ways: from source or from bytecode. In either case, when a Java class is loaded, we "patch" the type of its members to reflect that Java types remain implicitly nullable.

Specifically, we patch

• the type of fields

• the argument type and return type of methods

We illustrate the rules with following examples:

• The first two rules are easy: we nullify reference types but not value types.

  class C {
    String s;
    int x;
  }
  

  ==>

  class C:
    val s: String | Null
    val x: Int
  

• We nullify type parameters because in Java a type parameter is always nullable, so the following code compiles.

  class C<T> { T foo() { return null; } }
  

  ==>

  class C[T] { def foo(): T | Null }
  

  Notice this is rule is sometimes too conservative, as witnessed by

  class InScala:
    val c: C[Bool] = ???  // C as above
    val b: Bool = c.foo() // no longer typechecks, since foo now returns Bool | Null
  

• We can reduce the number of redundant nullable types we need to add. Consider

  class Box<T> { T get(); }
  class BoxFactory<T> { Box<T> makeBox(); }
  

  ==>

  class Box[T] { def get(): T | Null }
  class BoxFactory[T] { def makeBox(): Box[T] | Null }
  

  Suppose we have a BoxFactory[String]. Notice that calling makeBox() on it returns a Box[String] | Null, not a Box[String | Null] | Null. This seems at first glance unsound ("What if the box itself has null inside?"), but is sound because calling get() on a Box[String] returns a String | Null.

  Notice that we need to patch all Java-defined classes that transitively appear in the argument or return type of a field or method accessible from the Scala code being compiled. Absent crazy reflection magic, we think that all such Java classes must be visible to the Typer in the first place, so they will be patched.

• We will append Null to the type arguments if the generic class is defined in Scala.

  class BoxFactory<T> {
    Box<T> makeBox(); // Box is Scala-defined
    List<Box<List<T>>> makeCrazyBoxes(); // List is Java-defined
  }
  

  ==>

  class BoxFactory[T]:
    def makeBox(): Box[T | Null] | Null
    def makeCrazyBoxes(): java.util.List[Box[java.util.List[T] | Null]] | Null
  

  In this case, since Box is Scala-defined, we will get Box[T | Null] | Null. This is needed because our nullability function is only applied (modularly) to the Java classes, but not to the Scala ones, so we need a way to tell Box that it contains a nullable value.

  The List is Java-defined, so we don't append Null to its type argument. But we still need to nullify its inside.

• We don't nullify simple literal constant (final) fields, since they are known to be non-null

  class Constants {
    final String NAME = "name";
    final int AGE = 0;
    final char CHAR = 'a';
  
    final String NAME_GENERATED = getNewName();
  }
  

  ==>

  class Constants:
    val NAME: String("name") = "name"
    val AGE: Int(0) = 0
    val CHAR: Char('a') = 'a'
  
    val NAME_GENERATED: String | Null = getNewName()
  

• We don't append Null to a field nor to a return type of a method which is annotated with a NotNull annotation.

  class C {
    @NotNull String name;
    @NotNull List<String> getNames(String prefix); // List is Java-defined
    @NotNull Box<String> getBoxedName(); // Box is Scala-defined
  }
  

  ==>

  class C:
    val name: String
    def getNames(prefix: String | Null): java.util.List[String] // we still need to nullify the paramter types
    def getBoxedName(): Box[String | Null] // we don't append `Null` to the outmost level, but we still need to nullify inside
  

  The annotation must be from the list below to be recognized as NotNull by the compiler. Check Definitions.scala for an updated list.

  // A list of annotations that are commonly used to indicate
  // that a field/method argument or return type is not null.
  // These annotations are used by the nullification logic in
  // JavaNullInterop to improve the precision of type nullification.
  // We don't require that any of these annotations be present
  // in the class path, but we want to create Symbols for the
  // ones that are present, so they can be checked during nullification.
  @tu lazy val NotNullAnnots: List[ClassSymbol] = ctx.getClassesIfDefined(
    "javax.annotation.Nonnull" ::
    "edu.umd.cs.findbugs.annotations.NonNull" ::
    "androidx.annotation.NonNull" ::
    "android.support.annotation.NonNull" ::
    "android.annotation.NonNull" ::
    "com.android.annotations.NonNull" ::
    "org.eclipse.jdt.annotation.NonNull" ::
    "org.checkerframework.checker.nullness.qual.NonNull" ::
    "org.checkerframework.checker.nullness.compatqual.NonNullDecl" ::
    "org.jetbrains.annotations.NotNull" ::
    "lombok.NonNull" ::
    "io.reactivex.annotations.NonNull" :: Nil map PreNamedString)
  

Override check

When we check overriding between Scala classes and Java classes, the rules are relaxed for Null type with this feature, in order to help users to working with Java libraries.

Suppose we have Java method String f(String x), we can override this method in Scala in any of the following forms:

def f(x: String | Null): String | Null

def f(x: String): String | Null

def f(x: String | Null): String

def f(x: String): String

Note that some of the definitions could cause unsoundness. For example, the return type is not nullable, but a null value is actually returned.

Flow Typing

We added a simple form of flow-sensitive type inference. The idea is that if p is a stable path or a trackable variable, then we can know that p is non-null if it's compared with null. This information can then be propagated to the then and else branches of an if-statement (among other places).

Example:

val s: String | Null = ???
if s != null then
  // s: String

// s: String | Null

assert(s != null)
// s: String

A similar inference can be made for the else case if the test is p == null

if s == null then
  // s: String | Null
else
  // s: String

== and != is considered a comparison for the purposes of the flow inference.

Logical Operators

We also support logical operators (&&, ||, and !):

val s: String | Null = ???
val s2: String | Null = ???
if s != null && s2 != null then
  // s: String
  // s2: String

if s == null || s2 == null then
  // s: String | Null
  // s2: String | Null
else
  // s: String
  // s2: String

Inside Conditions

We also support type specialization within the condition, taking into account that && and || are short-circuiting:

val s: String | Null = ???

if s != null && s.length > 0 then // s: String in `s.length > 0`
  // s: String

if s == null || s.length > 0 then // s: String in `s.length > 0`
  // s: String | Null
else
  // s: String

Match Case

The non-null cases can be detected in match statements.

val s: String | Null = ???

s match
  case _: String => // s: String
  case _ =>

Mutable Variable

We are able to detect the nullability of some local mutable variables. A simple example is:

class C(val x: Int, val next: C | Null)

var xs: C | Null = C(1, C(2, null))
// xs is trackable, since all assignments are in the same method
while xs != null do
  // xs: C
  val xsx: Int = xs.x
  val xscpy: C = xs
  xs = xscpy // since xscpy is non-null, xs still has type C after this line
  // xs: C
  xs = xs.next // after this assignment, xs can be null again
  // xs: C | Null

When dealing with local mutable variables, there are two questions:

1. Whether to track a local mutable variable during flow typing. We track a local mutable variable if the variable is not assigned in a closure. For example, in the following code x is assigned to by the closure y, so we do not do flow typing on x.

   var x: String | Null = ???
   def y =
     x = null
   
   if x != null then
      // y can be called here, which would break the fact
      val a: String = x // error: x is captured and mutated by the closure, not trackable
   

2. Whether to generate and use flow typing on a specific use of a local mutable variable. We only want to do flow typing on a use that belongs to the same method as the definition of the local variable. For example, in the following code, even x is not assigned to by a closure, we can only use flow typing in one of the occurrences (because the other occurrence happens within a nested closure).

   var x: String | Null = ???
   def y =
     if x != null then
       // not safe to use the fact (x != null) here
       // since y can be executed at the same time as the outer block
       val _: String = x
   if x != null then
     val a: String = x // ok to use the fact here
     x = null
   

See more examples.

Currently, we are unable to track paths with a mutable variable prefix. For example, x.a if x is mutable.

Unsupported Idioms

We don't support:

• flow facts not related to nullability (if x == 0 then { // x: 0.type not inferred })

• tracking aliasing between non-nullable paths

  val s: String | Null = ???
  val s2: String | Null = ???
  if s != null && s == s2 then
    // s:  String inferred
    // s2: String not inferred
  

UnsafeNulls

It is difficult to work with many nullable values, we introduce a language feature unsafeNulls. Inside this "unsafe" scope, all T | Null values can be used as T.

Users can import scala.language.unsafeNulls to create such scopes, or use -language:unsafeNulls to enable this feature globally (for migration purpose only).

Assume T is a reference type (a subtype of AnyRef), the following unsafe operation rules are applied in this unsafe-nulls scope:

1. the members of T can be found on T | Null

2. a value with type T can be compared with T | Null and Null

3. suppose T1 is not a subtype of T2 using explicit-nulls subtyping (where Null is a direct subtype of Any), extension methods and implicit conversions designed for T2 can be used for T1 if T1 is a subtype of T2 using regular subtyping rules (where Null is a subtype of every reference type)

4. suppose T1 is not a subtype of T2 using explicit-nulls subtyping, a value with type T1 can be used as T2 if T1 is a subtype of T2 using regular subtyping rules

Addtionally, null can be used as AnyRef (Object), which means you can select .eq or .toString on it.

The program in unsafeNulls will have a similar semantic as regular Scala, but not equivalent.

For example, the following code cannot be compiled even using unsafe nulls. Because of the Java interoperation, the type of the get method becomes T | Null.

def head[T](xs: java.util.List[T]): T = xs.get(0) // error

Since the compiler doesn’t know whether T is a reference type, it is unable to cast T | Null to T. A .nn need to be inserted after xs.get(0) by user manually to fix the error, which strips the Null from its type.

The intention of this unsafeNulls is to give users a better migration path for explicit nulls. Projects for Scala 2 or regular Scala 3 can try this by adding -Yexplicit-nulls -language:unsafeNulls to the compile options. A small number of manual modifications are expected. To migrate to the full explicit nulls feature in the future, -language:unsafeNulls can be dropped and add import scala.language.unsafeNulls only when needed.

def f(x: String): String = ???
def nullOf[T >: Null]: T = null

import scala.language.unsafeNulls

val s: String | Null = ???
val a: String = s // unsafely convert String | Null to String

val b1 = s.trim // call .trim on String | Null unsafely
val b2 = b1.length

f(s).trim // pass String | Null as an argument of type String unsafely

val c: String = null // Null to String

val d1: Array[String] = ???
val d2: Array[String | Null] = d1 // unsafely convert Array[String] to Array[String | Null]
val d3: Array[String] = Array(null) // unsafe

class C[T >: Null <: String] // define a type bound with unsafe conflict bound

val n = nullOf[String] // apply a type bound unsafely

Without the unsafeNulls, all these unsafe operations will not be type-checked.

unsafeNulls also works for extension methods and implicit search.

import scala.language.unsafeNulls

val x = "hello, world!".split(" ").map(_.length)

given Conversion[String, Array[String]] = _ => ???

val y: String | Null = ???
val z: Array[String | Null] = y

Binary Compatibility

Our strategy for binary compatibility with Scala binaries that predate explicit nulls and new libraries compiled without -Yexplicit-nulls is to leave the types unchanged and be compatible but unsound.

Implementation details